Important information

    United States – Important disclosures and information for clients

    Macquarie Capital (USA) Inc.

    Disclosure of Control Relationship with Issuer

    Confirmation Disclosures for Securities Transactions

    Services and Compensation Disclosures (Section 408(B)(2) of ERISA)

    Annual Regulatory Disclosures

    Disclosures of SEC-Required Order Routing and Execution Information

    Macquarie Capital (USA) Inc. Statements of Financial Condition

    IEX Rulebook

     

    Important Trading Notifications

     

    Extended Hours Trading

    PDF 130 KB

    Net Trading

    PDF 106 KB

    Notice for Canadian Clients

    PDF 102 KB

    Macquarie Futures USA LLC

    CFTC Rule 1.55 FCM-Specific Disclosure

    Macquarie Futures USA LLC Suitability Standards

    Macquarie Futures USA LLC Disclosure for Cleared Swaps Customers